The Politics of School Reform in Chicago and Cleveland: The Impact of Mayoral Control in the Minority Community

 

A Proposal to the Trinity College One-Year Faculty Research Expense Grant Competition

 
Stefanie Chambers

Department of Political Science

 

 

 

Across the country big-city mayors are taking control of their city school systems to improve educational opportunities for our nation’s urban youth.  Chicago’s Mayor Daley, and Cleveland’s Mayor White are two mayors leading this new trend.  In this project I examine the movement toward mayoral control of school systems to determine how responsive these new school governance structures are to the needs of the minority community, whom school board members and mayors are accountable to in their decisions, and the educational effectiveness of this new reform trend.  This new emphasis on mayoral control is compared to previous administrative structures which emphasized parental and community control of the school system. 




Project Description

The problems associated with urban public education are many.  A few policy makers have pinned the blame for failing inner-city schools on school boards.  Boards have been criticized as financially undisciplined, corrupt, unresponsive, and unaccountable to both the communities they serve and to the government.  Where educational reform efforts to improve administrative structure have been implemented, school boards have frequently been the focus for improving urban schools in cities such as Chicago, Cleveland, Boston, Detroit, and New Orleans. 

            Low public confidence in school boards has led mayors like Richard Daley of Chicago and Michael White of Cleveland to execute large-scale takeovers of school boards to establish direct accountability to the city government.  Chicago led this new trend in mayoral control of school systems when in 1995 the Illinois State Legislature granted Mayor Daley control of the Chicago school system.  Following Chicago’s reform, Mayor White was granted control of the Cleveland schools by the Ohio State Legislature.  As a result, Cleveland’s elected board was replaced by one appointed by the mayor in 1998.  In both cases, these mayors were granted broad oversight of school district finances and the ability to hire (and fire) the board’s CEO or superintendent.

            While some applaud the efforts of big-city mayors to radically reform their school boards, others contend that the financial crises faced by cities are the overwhelming factor behind the failure of urban school systems.  Altering the political control of the schools, therefore, would not necessarily remedy the immediate crises that affect our urban public school students.  It might not be a coincidence that both mayors sought control of their school systems due to large school budgets and the financial flexibility state legislatures tied to recent reform legislation.

            The path that Chicago established, and that Cleveland has followed, demonstrates a growing movement toward mayoral control of big-city school systems.  My dissertation research on school reform in Chicago revealed that despite the praise Mayor Daley has received since his take-over of the Chicago Public Schools, a great deal of frustration is growing within the minority community, among teachers, and even among administrators since the inception of this new reform.  At the heart of the controversy over mayoral control is whether those served by the schools are in fact benefiting educationally or whether politics and economics have become more important than improving educational opportunities for our urban youth.  This new trend in mayoral control requires evaluation if other cities intend to adopt similar school reform initiatives.  More importantly, we must understand the impact of these governance changes on those served by the schools.

As my dissertation research revealed, mayoral control helped stabilize Chicago’s school budget.  Whereas the district was previously heading toward bankruptcy, it is now operating on a balanced budget.  At the same time, this new reform trend may have adversely impacted those served by the schools.  During my in-depth interviews with parents, community activists, teachers, and school administrators, many respondents expressed considerable dissatisfaction with policy initiatives implemented by the new school administration and the subsequent repercussions on students.  According to these respondents, the new school administrative structure may balance the budget or create the impression that student achievement is soaring, but in reality a very different scenario is at play.  In addition to high levels of frustration among many respondents due to an allegedly unresponsive school administration, empirical evidence on student performance did not clearly point to student improvement.  Because mayoral control in Chicago occurred so recently, I intend to update and confirm the findings from my dissertation research and compare these findings to another city where mayoral control is underway.  In the proposed project, extension of my Chicago study to the Cleveland case will yield important findings of interest to politicians, policy analysts, educators, and urban residents concerned about the education of our urban youth.

In the proposed project I seek to determine how effective the move to mayoral control has been, whom mayors and their appointed boards are accountable to, and whether they are responsive to community needs.  By building upon my Chicago research, I intend to offer an assessment of this new urban educational reform approach and to examine any differences between Chicago and Cleveland school reform models as they pertain to student achievement and minority incorporation in policy making.  As a political scientist, my interests are rooted in the minority empowerment literature (Bobo and Gilliam 1990; Browning , Marshall, and Tabb 1987 and 1984; Eisinger 1982).  However, while this body of research emphasizes mayors and city councils as the principal policy actors, I seek to explore the school board as a third policy actor.  Further, I seek to bridge the gap between the educational policy literature (Bryk et. al.1998; Gittell 1998; Stone 1998; Hess 1995; Peterson 1985) and the minority empowerment literature.

Research Questions

I seek to determine whether and how the political structure of a school system influences administrative accountability, responsiveness, and overall educational effectiveness.  I believe that the structure of the school system can profoundly influence the subsequent educational policy decisions implemented by the system.  By administrative structure I am referring to the way school board members are selected.  Are they appointed by the mayor, or are more democratic methods of board selection used, such as elections?  Are board members accountable to different interests when operating under different political structures?  I consider whether board members act as “delegates” for their constituents or as “trustees,” relying on their personal judgments to determine which policies are best for the district.  I also examine the social and political backgrounds of appointed and elected school board members. 

            With regard to responsiveness, I identify the groups that the board members appear most responsive to and to whom community and minority groups look for educational change.  Elected boards may be too responsive to too many special interests, including teachers’ unions, leading the district down the road to fiscal insolvency.  And because voter participation is generally low in school board elections, the potential clout of organized interests in the cities may be greater than that of low-income minority residents.  Assigning formal powers to the mayor, however, may also limit the responsiveness of the board to the city’s minority community as it limits citizens’ access to the people who control city schools.  Appointed boards may increase the business community’s control over educational policy, as mayors, even minority mayors, have been shown to be highly responsive to the business community (Stone 1989).  Mayors have been openly motivated by fiscal factors to assume control of cities’ school boards, and government efficiency is a chief aim and general preoccupation of the city’s business elite (Peterson 1981).

            Finally, I assess various student performance measures to determine whether school board structure may be linked to certain aspects of school performance.  While turning control of the school board to mayors is likely to improve the management of the district’s finances, it is possible that elected boards, or those school boards appointed with community involvement, may better address student performance.  If community members are involved in the selection of the school board and have first hand knowledge regarding the performance of their children’s schools, the quality of education may improve.

Research Design

To determine how various administrative structures impact urban education in the areas of responsiveness, accountability, and effectiveness, there are two components to my research approach.  Both stages are modeled after my dissertation research.

In the first stage I examine and compare the political structure of the school systems in Chicago and Cleveland over time, discussing minority and community involvement in educational policy decisions.  These cities differ along important political lines.  Cleveland’s African American mayor and Chicago’s White mayor are Democrats.  Prior to mayoral control, Chicago’s school board selection process involved the community.  Cleveland’s school board was an elected board prior to mayoral control.  Both of these earlier models incorporated community members and were arguably more democratic.  These models of school board selection provide interesting contrasts to new mayoral control models.  Because I am interested in understanding the structural changes of school boards in these cities, I will examine school administrative structure from 1965 through 1999.  I have selected this time period given my strong interest in the growing influence of minorities in urban governments and urban educational policy.

             The second component of my research will include a performance evaluation of the schools under the various administrative structures. In addition to empirical data such as test scores, student-teacher ratios, graduation rates, and per capita expenditures on students, I will consider parental assessments of the school system under different administrative structures as a measure of school performance because education extends from the schools to the home.

Data Collection

Collecting the data for this project entails two stages.  The first stage includes the review of secondary sources and relevant local/national news stories related to school reform in the two cities.  Empirical data on both cities will also be collected.  Stage one will be completed during the spring of 2001.  The second component of my data collection will involve in-depth interviews in Chicago and Cleveland with the principal actors in educational policy.  Interviews will be conducted over the summer.  These actors include current and former school board members, parents, community and minority group activists, educators, and mayors.  Questions will be designed to determine to whom board members feel they are accountable, the extent of their authority and political power, the types of solutions that they believe would improve school performances, and the role of minority and community groups in educational policy decisions. 

Community and minority group activists will be interviewed to determine who they seek for school reform, if they believe their requests have been met, and how they believe school performance can be improved.  Public school teachers will be interviewed for their assessment of reform initiatives as they are the link between students and the administration.  Finally, I will interview the mayors and concentrate my questions on their assessment of school reform, their feelings about the role of minority and community groups in the urban educational policy process, and how they feel school performance can realistically be improved.

Travel funding for the principal investigator is requested for the purposes of collecting interview data in Cleveland and completing follow-up interviews in Chicago this summer.  The attached budget summarizes all anticipated travel costs. 

While I have a publishable book manuscript from my dissertation which is based on the Chicago case, the Cleveland case will strengthen my claims about mayoral control as a method of improving urban education.  I expect to complete my revised and expanded book manuscript by the spring of 2002.